Regulating Gene Expression (College Board AP® Biology): Study Guide

Naomi Holyoak

Written by: Naomi Holyoak

Reviewed by: Cara Head

Updated on

Introduction to regulating gene expression

  • The genes expressed by a cell determine a cell's structure and function; this means that it is essential for cells to regulate their gene expression

  • There are several ways in which gene expression can be regulated:

    • Regulatory proteins: proteins that bind to specific base sequences in DNA to switch gene expression on or off, e.g. transcription factors

    • Regulatory sequences: sequences of DNA to which regulatory proteins bind, e.g. promoters

    • Constitutive vs inducible genes:

      • Constitutive genes are always expressed (e.g. housekeeping genes needed for basic cell function).

      • Inducible genes are expressed only when required (e.g. enzymes in the lac operon).

    • Epigenetic changes: reversible modifications to DNA or histones, e.g.:

      • methylation of DNA: methyl groups can be added to DNA, reducing transcription rates

      • acetylation of histones: acetyl groups are added to histones, increasing transcription rates

    • Small interfering RNA (siRNA): single-stranded molecules of RNA that bind to complementary regions of mRNA, preventing them from being translated

    • Regulation and phenotype: The combination and level of gene expression determine cell and organism phenotype

      • Cell differentiation: occurs when genes for tissue-specific proteins are expressed (e.g. muscle vs nerve cells)

      • Sequential gene expression: during development, transcription factors activate cascades of genes in a set order

      • Phenotype outcomes: both the function of gene products and the amount produced influence traits

Diagram of histone acetylation showing DNA wrapped around histone proteins. Acetylation loosens DNA binding to histones, indicated by orange "Ac" circles.
Epigenetic changes such as the addition of acetyl groups to histone proteins can reduce the tightness of DNA wrapping and increase rates of transcription

Coordinate regulation

  • Regulatory sequences are stretches of DNA that control gene expression

  • Their location relative to the gene(s) they control determines how they function:

    • Near the gene (cis-regulatory elements): directly influences transcription initiation

    • Upstream, downstream, or within introns: can act as enhancers or silencers

    • Grouped together: allows coordinated regulation of multiple genes

Coordinate regulation in prokaryotes – operons

  • An operon is a cluster of genes under the control of a single promoter and operator

    • The regulatory sequence (operator) is directly upstream of the genes

    • Ensures all the genes in the operon are transcribed together as one mRNA, so proteins needed for the same function are made at the same time

  • Prokaryotes regulate operons in inducible or repressible systems

    • Inducible operons: These are normally off and will be switched on by an inducer (e.g. lac operon activated by lactose)

    • Repressible operons: These are normally on and will be switched off when the end product is abundant (e.g. trp operon repressed by tryptophan)

Inducible system example: the lac operon

  • The lac operon in bacteria controls the genes for lactose-digesting enzymes.

  • It is inducible—normally off, but switched on when lactose is present

    • Components of the lac operon include:

      • Structural genes (lacZ, etc.) code for enzymes that digest lactose

      • Regulatory genes code for regulatory proteins that switch the expression of structural genes on and off

      • Regulatory sequences include the promoter (RNA polymerase binding site) and operator (repressor binding site)

    Diagram of the lac operon showing regulatory gene, promoters, operator, and structural genes lacZ, lacY, lacA, highlighted with labels.
    The lac operon is an example of an inducible system in prokaryotes

The effect of lactose

  • Without lactose:

    • The repressor binds to the operator, blocking RNA polymerase

    • Structural genes are not transcribed, and no enzymes are made

  • With lactose:

    • Lactose binds to the repressor, preventing it from binding to the operator.

    • RNA polymerase transcribes the structural genes, enzymes are produced, and lactose is broken down

Diagram illustrating lactose binding to lac repressor altering shape, RNA polymerase binding to promoter, and transcription of structural genes in lac operon.
In the presence of lactose the repressor protein is removed and transcription can occur

Repressible system example: the trp operon

  • The trp operon controls enzymes for tryptophan synthesis

  • It is repressible, meaning it is normally on, but will be switched off when tryptophan (trp) is abundant

    • Without tryptophan:

      • The repressor cannot bind the operator

      • RNA polymerase transcribes the structural genes, and tryptophan is produced

    • With tryptophan:

      • Tryptophan binds the repressor, enabling it to block the operator

      • RNA polymerase is prevented from transcribing, so synthesis stops and energy is conserved

Coordinate regulation in eukaryotes – shared transcription factors

  • Genes are usually dispersed across different chromosomes rather than clustered

  • These genes can still be coordinately regulated if they share regulatory sequences that bind the same transcription factor

    • For example, heat-shock genes all contain a similar regulatory element, and a single transcription factor activates them together during stress

  • Regulatory sequences are stretches of DNA that control transcription

  • They can be found:

    • Upstream (before the gene)

    • Downstream (after the gene)

    • Within introns (non-coding regions inside the gene)

  • Some regulatory sequences act as enhancers: binding sites for transcription factors that increase transcription

    • Even if enhancers are far away, the DNA can loop around so that transcription factors bound at the enhancer physically touch the promoter region

    • This contact helps RNA polymerase bind to the promoter and start transcription

Comparison of coordinate regulation

Feature

Prokaryotes (operons)

Eukaryotes (transcription factors)

Gene arrangement

Clustered in operons

Dispersed across genome

Regulatory sequence

Promoter + operator next to the genes

Promoters, enhancers, silencers → may be far from genes

Mechanism of coordination

Single promoter controls all genes

Shared transcription factor activates different genes

Example

lac operon (inducible)

Heat-shock protein genes

Examiner Tips and Tricks

You will not be expected to remember specific examples of inducible and repressible systems, but you need to understand how these systems function and be able to apply your knowledge to unfamiliar examples that may be presented in an exam.

Transcription factors

  • Transcription factors are proteins that bind to regulatory DNA sequences (such as promoters or enhancers) to control gene expression

  • Their action influences an organism’s phenotype by determining whether a gene is transcribed

Promoters and transcription factors

  • Promoters are DNA sequences located immediately upstream of a gene

    • They are the binding site for RNA polymerase and mark where transcription begins

    • Every gene needs a promoter for basic transcription initiation, usually close to the transcription start site

  • Transcription factors are proteins that recognise and bind to promoter (or nearby) sequences

    • They control how easily RNA polymerase can bind and therefore, regulate whether transcription starts

      • Activators help recruit or stabilise RNA polymerase binding, increasing transcription

      • Repressors/negative regulators block RNA polymerase from binding or moving along the DNA, reducing or preventing transcription

  • In eukaryotes, multiple transcription factors often work together in complexes to finely tune expression; in prokaryotes, fewer factors are involved, but the principle is the same

Diagram of gene transcription showing DNA, promoter region, transcription factor, RNA polymerase, and mRNA production direction.
Some transcription factors are activators; they bind to the promoter region and make it easier for RNA polymerase to bind and initiate transcription

Enhancers and transcription factors

  • Enhancers are regulatory DNA sequences that increase the rate of transcription

    • Unlike promoters, they can be located far upstream, downstream, or within introns of the gene they regulate

  • Transcription factors (activators) bind to enhancer sequences

    • The DNA can loop around so that these activators come into physical contact with the promoter region

    • This interaction helps recruit and stabilise RNA polymerase at the promoter, making transcription more likely to start

    • Enhancers, therefore, act as boosters, fine-tuning gene expression depending on the presence of specific transcription factors

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Naomi Holyoak

Author: Naomi Holyoak

Expertise: Biology Content Creator

Naomi graduated from the University of Oxford with a degree in Biological Sciences. She has 8 years of classroom experience teaching Key Stage 3 up to A-Level biology, and is currently a tutor and A-Level examiner. Naomi especially enjoys creating resources that enable students to build a solid understanding of subject content, while also connecting their knowledge with biology’s exciting, real-world applications.

Cara Head

Reviewer: Cara Head

Expertise: Biology & Psychology Content Creator

Cara graduated from the University of Exeter in 2005 with a degree in Biological Sciences. She has fifteen years of experience teaching the Sciences at KS3 to KS5, and Psychology at A-Level. Cara has taught in a range of secondary schools across the South West of England before joining the team at SME. Cara is passionate about Biology and creating resources that bring the subject alive and deepen students' understanding